Compliance Control Room

An Exciting Opportunity in Compliance Control Room: Associate Role in London

This Associate position within the Europe, Middle East, and Africa (EMEA) Compliance Control Room in London presents a compelling opportunity for professionals looking to make a significant impact in a dynamic financial environment. Deutsche Bank is actively evolving its risk management approach, with a strong emphasis on proactive control monitoring. This role is integral to that evolution, focusing on preventing and detecting insider dealing as part of a globally coordinated effort with Control Rooms in Jacksonville, Hong Kong, and Tokyo.

What's In It For You? (Advantages for Candidates)

• Career Development at its Core: Deutsche Bank prioritizes employee well-being and professional growth. You can expect comprehensive training and development programs designed to help you excel in your career, coupled with ongoing learning opportunities for continuous progression.
• Work-Life Integration: Embrace a modern work environment with a Hybrid Working Model that offers flexibility to balance your personal and professional life.
• Competitive Compensation and Benefits: Receive a competitive salary complemented by a non-contributory pension, generous holiday allowance (30 days plus bank holidays with options to purchase more), and comprehensive benefits including Life Assurance and Private Healthcare for you and your family.
• Holistic Wellbeing Support: Access a range of flexible benefits designed to support your lifestyle, from retail discounts and cycle-to-work schemes to gym memberships.
• Meaningful Impact: Contribute to a wide-ranging Corporate Social Responsibility (CSR) programme and utilize your allocated 2 days of volunteering leave per year to make a difference.
• Global Collaboration: Work as part of a key global team, fostering collaboration with international colleagues and contributing to crucial compliance functions.

Key Responsibilities and What They Mean for Your Career Path

This role offers a deep dive into the critical aspects of financial compliance. Your key responsibilities will include:

• Specialised Advisory: Providing expert advice and interpretation on legal, regulatory, and compliance risk requirements, particularly concerning information barrier compliance. This is an excellent opportunity to develop highly sought-after specializations in financial regulation.
• Core Control Room Operations: Gaining proficiency in essential Control Room activities such as watch/restricted list management, wall crossing, insider list compilation, information barrier designations, research clearance, and vetting requests. Mastering these skills will position you as an expert in a vital area of investment banking compliance.
• Regulatory Acumen: Regularly reviewing and analyzing regulatory notices, rule changes, and industry best practices. This constant engagement with the evolving regulatory landscape will sharpen your analytical skills and keep you at the forefront of compliance knowledge.

What You'll Bring (Skills and Experience Considerations)

Deutsche Bank is seeking individuals with a strong foundation and the right attitude:

• Relevant Experience: Prior experience within the Compliance or Legal function of an investment bank is highly valued. Alternatively, candidates with similar professional experience from other professional service firms will be considered, demonstrating the transferable nature of these skills.
• Relationship Building: A demonstrated ability to network and build strong relationships across various internal departments, compliance functions, and industry bodies. This is crucial for effective collaboration and influence.
• Communication Excellence: Exceptional written and verbal communication skills are non-negotiable, essential for conveying complex information clearly and persuasively.
• Influencing and Problem-Solving: Strong influencing and problem-solving skills will be key to navigating challenges and driving solutions within the team.
• Proactive Mindset: A self-motivated, organized, and results-oriented approach is vital for success in this fast-paced environment.

Why Deutsche Bank? (Company Culture and Values)

Deutsche Bank is a leading global financial institution with a rich history and a forward-looking vision. They are committed to fostering an inclusive and empowering culture where employees can excel. The bank's dedication to diversity is reflected in their recognition as a Top 50 Employer for Gender Equality and their Gold Award from Stonewall for LGBTQ+ inclusion. You'll be joining an organization that values:

• Responsibility and Commercial Thinking
• Initiative and Collaboration
• Empowerment and Continuous Learning
• Diversity and Inclusion

This Associate role in the Compliance Control Room offers a robust career path for individuals looking to develop specialized expertise in financial compliance, work within a supportive and flexible environment, and contribute to a leading global bank. It's an opportunity to shape your career while playing a vital role in maintaining market integrity.