Communications Surveillance Operational Lead

Here's a professional review of the job description, designed to engage potential candidates and guide their career considerations: ## Leading the Charge in Financial Conduct Surveillance: A Deep Dive into the VP, Communications Surveillance Operations & TSU Opportunity in Glasgow This is a significant leadership opportunity for a seasoned professional looking to make a tangible impact at the forefront of conduct risk management within a global financial institution. The **Vice President, Communications Surveillance Operations & Targeted Surveillance Unit (TSU)** role in Glasgow is not just about oversight; it's about shaping the future of surveillance, embedding innovation, and fostering a culture of proactive risk mitigation. ### Advantages for Aspiring Candidates: This position offers a compelling blend of strategic influence, operational leadership, and cutting-edge technological integration. Here are some key advantages for candidates considering this role: * Strategic Impact: You will be instrumental in driving operational excellence and embedding enhanced surveillance processes. This means directly contributing to the firm's transformation journey and shaping its approach to conduct risk. * Innovation & Technology: The role strongly emphasizes integrating advanced analytics and AI-enabled detection. For those passionate about leveraging technology to solve complex challenges, this is an exciting prospect to be at the cutting edge of surveillance capabilities. * Global Exposure & Stakeholder Engagement: You'll have the opportunity to partner with global stakeholders and represent the Glasgow team in crucial governance forums. This offers invaluable experience in navigating a complex, global matrix environment and honing your influencing skills. * Career Growth in Conduct Risk: This role provides a deep dive into the intricacies of communications and trade surveillance, investigations, and broader conduct risk management. It’s an excellent pathway for professionals looking to solidify their expertise in this critical area of financial services. * Team Leadership & Development: For candidates with management experience, this role offers the chance to lead and develop a high-performing team. You'll be responsible for defining responsibilities, planning for future needs, and fostering a supportive environment where colleagues can thrive. * Glasgow-Based with Flexibility: The role is based in the vibrant city of Glasgow, with a clear structure of three anchor days in the office. This offers a balance of collaborative in-person work with flexibility. ### Key Considerations for Your Career Path: While the advantages are numerous, it's important for candidates to carefully consider how this role aligns with their long-term career aspirations: * Depth of Regulatory Knowledge: A deep understanding of FCA Market Abuse Regulation (MAR) and equivalent global regulatory frameworks is non-negotiable. Candidates must possess or be willing to rapidly develop this expertise to effectively navigate the regulatory landscape. * Analytical and Investigative Prowess: Success hinges on strong investigative and analytical skills, coupled with meticulous attention to detail. The ability to synthesize complex data sets and draw actionable insights is paramount. * Change Leadership Experience: The role explicitly mentions managing teams through transformation, including technology and process change. Candidates should be prepared to demonstrate a proven track record in leading and navigating change initiatives. * Adaptability in a Matrix Environment: Operating effectively within a global matrix structure requires strong influencing and collaboration skills. Candidates will need to demonstrate their ability to build relationships and drive outcomes across diverse teams and functions. * Embracing Digital Transformation: A tech-savvy mindset and a genuine interest in applying AI, machine learning, and automation are highly valued. Candidates should be enthusiastic about exploring and implementing new technological solutions. * Commercial Acumen and Business Alignment: Understanding the firm’s functions and strategies is crucial. The ability to connect surveillance activities to broader business goals and contribute to strategic objectives will be key to your success. ### The Purpose and Your Contribution: At its core, this role is about safeguarding market integrity. You will be responsible for: * Continuously monitoring market activities for potential signs of abuse or manipulation. * Conducting in-depth investigations to identify and assess risks. * Supporting the firm's market surveillance framework through project involvement. * Providing crucial support for regulatory queries and audits. * Delivering accurate and timely reports to internal and external stakeholders. * Ensuring robust control environments and data quality. As a Vice President, you will be expected to contribute to or set strategy, drive requirements, and make recommendations for change. This includes resource and budget planning, policy management, and the delivery of continuous improvements. This opportunity is ideal for a driven and experienced leader who is eager to contribute to a vital function within a leading financial institution. If you are passionate about risk management, embrace technological innovation, and thrive in dynamic, global environments, this role in Glasgow presents a compelling next step in your career.