Investment Banking – Debt Capital Markets and Sustainable Finance BOC VP - 12 Months Fixed Term Contract

This Secondment opportunity offers a pivotal role within the Investment Banking Business Oversight Compliance Team at Barclays, a chance to significantly impact regulatory adherence and ethical practices within a leading financial institution. If you're a compliance professional with a deep understanding of investment banking, this position presents a compelling avenue for career advancement and impactful contribution.

As an Investment Banking Business Oversight Compliance VP, you will be instrumental in providing day-to-day compliance advisory services to the Investment Banking Division. This role specifically targets advisory support for critical teams such as ECM, Equity Derivatives, UK Investment Banking, Corporate Broking, and Equity Syndicate in the EME region. You'll play a vital part in shaping and implementing compliance policies and standards, ensuring their robust execution, and actively monitoring and testing compliance frameworks. The role also involves reviewing products, transactions, and conducting necessary in-depth reviews.

Key Advantages for Candidates:

• Strategic Impact: This role offers the opportunity to directly influence and ensure the adherence to legal, regulatory, and ethical responsibilities through data-led oversight and critical challenge.
• Exposure to Key Investment Banking Functions: Gain deep insights and hands-on experience with high-profile areas like ECM, Equity Derivatives, and M&A, broadening your specialized knowledge.
• Career Development: As a VP level role, this position provides a platform to hone leadership, strategic thinking, and stakeholder management skills, whether as a people leader or a subject matter expert.
• Regulatory Expertise: Deepen your understanding and application of critical UK and EU regulations, including the Market Abuse Regulation, MiFID II, and the FCA Handbook, along with the UK Takeover Code and Listing Rules.
• Relationship Building: Develop strong relationships with very senior stakeholders across the business, enhancing your influence and networking capabilities.
• Secondment Opportunity: This temporary position can offer a valuable chance to experience a new role, department, or business area within Barclays, potentially leading to new career pathways.

Key Considerations for Candidates:

• Experience Requirements: A strong track record in Compliance within an Investment Bank is essential. Alternatively, significant senior experience in a law firm (focusing on ECM/M&A) or within the Legal/Compliance departments of an investment bank (covering ECM, Equity Derivatives, Syndicate, and/or M&A) is highly valued.
• Regulatory Acumen: A comprehensive understanding of the UK/EU regulatory landscape is paramount, with specific expertise in market abuse, MiFID II, and the FCA Handbook being crucial. Knowledge of the UK Takeover Code and Listing Rules is also a significant plus.
• Analytical and Strategic Thinking: The role demands sophisticated analytical capabilities to define problems, develop innovative solutions, and contribute to strategic decision-making.
• Leadership/Subject Matter Expertise: Depending on the specific team structure, candidates will either need to demonstrate strong people leadership skills or function as a deep subject matter expert, guiding technical direction and mentoring less experienced colleagues.
• Adaptability and Collaboration: Success will depend on the ability to collaborate effectively with various departments (1LOD, Legal, Risk Management) and to adapt to changing regulatory environments and business strategies.
• Barclays Values and Mindset: Candidates should be aligned with Barclays' core values of Respect, Integrity, Service, Excellence, and Stewardship, and embody the Barclays Mindset of Empower, Challenge, and Drive.

This role, based in London, is an excellent opportunity for ambitious compliance professionals looking to make a tangible difference in a dynamic and high-stakes environment. It encourages candidates to leverage their expertise, develop their strategic thinking, and build influential relationships within a global financial leader.