OTC/ETD Clearing – Client Service Representative – Vice President

Senior Manager, Securities & Derivatives: A Strategic Leadership Opportunity

This Senior Manager position within Securities & Derivatives represents a pivotal leadership role, focused on driving operational excellence in the processing of securities and derivatives transactions. If you are a seasoned professional with a passion for optimizing financial operations and a strong track record in people management, this opportunity offers a compelling platform for career advancement.

Key Advantages for Aspiring Candidates:

• Strategic Impact: You will be instrumental in developing and implementing business initiatives, client solutions, and projects that directly contribute to the seamless and efficient delivery of critical securities and derivatives transactions. This role offers the chance to shape operational strategies and drive tangible improvements.
• Problem-Solving and Innovation: The position demands a proactive approach to identifying and resolving complex inquiries, conducting thorough due diligence, and providing detailed analysis of escalated issues. This is an environment that encourages critical thinking and innovative solutions for process enhancements and cost-saving opportunities.
• Team Leadership and Mentorship: As a manager, you will be responsible for guiding and developing a team. This includes not only managing daily performance but also acting as an advisor and mentor to junior staff, fostering their growth and contributing to a high-performing department.
• Risk Management Focus: A core component of this role involves a deep understanding and application of risk management principles. You will be expected to make sound business decisions with a keen awareness of the firm's reputation, client assets, and regulatory compliance, embedding a culture of ethical conduct and accountability.
• Comprehensive Benefits Package: Beyond the professional challenges, the organization prioritizes employee well-being. Candidates can expect a competitive salary, a generous holiday allowance that increases with tenure, private medical insurance, an Employee Assistance Program, a pension plan, paid parental leave, and exclusive employee discounts.
• Hybrid Working Model: Enjoy a balance of in-office collaboration and personal flexibility with a hybrid work arrangement, allowing for up to two days of remote work per week.
• Learning & Development: Access to a wide array of learning and development resources ensures continuous professional growth and the opportunity to expand your skill set.

Key Considerations for Your Career Path:

• Extensive Experience Required: This is a senior-level role that necessitates significant relevant experience in securities and derivatives processing. Candidates should be prepared to demonstrate a deep understanding of the transactional lifecycle.
• Licensing and Registration: Holding the required Series 9 license is a prerequisite for this position.
• People Management Proven: A demonstrated ability to effectively manage, motivate, and develop teams is crucial. Your experience in leading and empowering others will be a key differentiator.
• Strong Communication Skills: Clear and concise written and verbal communication is paramount. You will be interacting with various stakeholders, both internal and external, requiring the ability to articulate complex information effectively.
• Educational Foundation: A Bachelor's Degree or equivalent experience is required, with a Master's degree being preferred.
• Commitment to Ethical Practices: The emphasis on risk assessment and ethical judgment underscores the importance of integrity and adherence to policies and regulations in all business dealings.

This Senior Manager role offers a challenging and rewarding career opportunity for individuals who are driven by operational excellence, possess strong leadership qualities, and are committed to navigating the complexities of the securities and derivatives markets. If you are ready to take on a significant leadership responsibility and contribute to a dynamic financial services environment, we encourage you to explore this exciting prospect.