Regulatory Controller - Investment Firms - Director (AVP equivalent)

Regulatory Controller (Director) at Morgan Stanley, Glasgow: A Career-Defining Opportunity in Financial Regulation

This professional review offers an in-depth look at the Regulatory Controller - Director (AVP equivalent) position within Morgan Stanley's Finance division in Glasgow. This is more than just a job; it's a strategic role at the heart of a leading global financial institution, offering a unique blend of technical challenge, broad exposure, and significant career growth potential.

Key Advantages for Your Career Path:

• Unparalleled Exposure & Learning: As a Regulatory Controller, you'll be at the nexus of diverse financial functions. The role’s broad remit spans market risk, credit risk, own funds, and leverage, involving close collaboration with global stakeholders including Credit Risk, Market Risk, Operations, Treasury, and Business Units. This offers a truly unique opportunity to gain a comprehensive understanding of various businesses and products across the firm.
• Impactful & Strategic Responsibilities: You'll play a crucial role in overseeing compliance, assessing and developing new regulatory requirements (including EBA Investment Firm Regulation “IFR” and FCA EBA Investment Firm Prudential Regulation “IFPR”), and supporting external regulatory reporting submissions across multiple entities and jurisdictions. Your work will directly contribute to the firm's adherence to critical UK and European rule sets.
• Career Growth & Professional Development: Morgan Stanley explicitly states its commitment to providing a "superior foundation for building a professional career." The firm offers world-class internal training programs and enriching challenges designed for constant learning and advancement. This position, at a Director level (AVP equivalent), signifies a leadership role with opportunities to manage team deliverables, provide training, and influence strategic developments.
• Global Footprint & Collaboration: The Regulatory Controller team operates with a global presence, including offices in London, Dublin, Frankfurt, Budapest, New York, and Mumbai. This role will involve significant collaboration across these international locations, broadening your professional network and exposing you to diverse operational models.
• Supportive & Inclusive Culture: Morgan Stanley prides itself on a culture rooted in integrity, excellence, and strong team ethic. The firm emphasizes a supportive, vibrant, and diverse environment, inclusive of individual backgrounds. They also prioritize work-life balance, offering flexible working opportunities, including work-from-home arrangements.
• Modern Work Environment: Benefit from high-specification office space, leading technologies, collaborative working spaces, and wellbeing facilities, including an onsite fitness suite, enhancing your daily work experience.

Key Considerations for Aspiring Candidates:

• High Technical Acumen Required: Success in this role demands a strong awareness of financial markets, products, and a deep understanding of the regulatory environment, particularly UK and European rule sets. You will need to rapidly develop expertise in complex frameworks like EBA IFR and FCA IFPR.
• Analytical Rigor & Attention to Detail: The nature of regulatory control requires exceptional attention to detail, strong numerical skills, and proficiency in data mining and root cause analysis. You'll be dealing with complex issues and time-sensitive reports.
• Dynamic & Demanding Environment: This position operates in a fast-paced environment with tight deadlines. Candidates must demonstrate flexibility, strong accountability, and ownership for multiple deliverables. The ability to challenge existing processes and drive enhancements is also key.
• Effective Communication & Stakeholder Management: You will be a key point of contact for internal and external stakeholders, including senior management, auditors, and regulators. Strong verbal and written communication skills are essential for managing queries and presenting clear, concise reports.
• Proven Experience: Given the Director (AVP equivalent) level, candidates are expected to bring significant work experience within large financial services firms or other directly relevant experience, commensurate with the seniority of the role.

This opportunity is ideally suited for an experienced finance professional with a robust background in regulatory reporting or control within a complex financial institution. If you thrive in a dynamic, intellectually stimulating environment, possess a meticulous eye for detail, and are eager to contribute to the strategic regulatory compliance of a global leader, this role at Morgan Stanley in Glasgow could be your next significant career step.