Review: Securitised Products Business Oversight Compliance AVP

This opportunity within Securitised Products Business Oversight Compliance (BOC) offers a compelling career path for ambitious compliance professionals. As an Assistant Vice President (AVP), you will play a pivotal role in safeguarding the compliance integrity of the Securitised Products and Credit businesses.

Advantages for Candidates:

• Impactful Role: You'll be at the forefront of ensuring adherence to legal, regulatory, and ethical responsibilities. This is a chance to make a tangible impact on the organization's risk management framework.
• Exposure to Diverse Businesses: The role provides deep insight into two dynamic financial sectors: Securitised Products (client financing and trading in asset-backed securities) and Credit (market-making in corporate bonds, CDS, and loans across various markets). This breadth of experience is invaluable for career development.
• Collaborative Environment: Working closely with colleagues across Markets Compliance, front office, and infrastructure areas fosters a rich learning environment and builds a strong professional network.
• Data-Led Oversight: The emphasis on "data-led expert oversight" and "check and challenge" signifies a modern, analytical approach to compliance, which is highly sought after in the industry.
• Strategic Influence: As an AVP, you'll have the opportunity to advise and influence decision-making, contribute to policy development, and take ownership of operational effectiveness, positioning you for leadership growth.
• Skill Development: The role actively encourages the development of critical skills such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology.

Key Considerations for Your Career Path:

• Proactive and Independent Work Ethic: The description highlights the need for a "self-starter" who can work both individually and as part of a team. Success will depend on your ability to manage a "diversified book of work" efficiently and proactively.
• Strong Analytical and Investigative Skills: A core component of the role involves identifying, assessing, and investigating compliance risks, including market abuse and financial crime. A keen eye for detail and robust analytical capabilities are essential.
• Understanding of Financial Products: While experience in Markets Compliance and knowledge of fixed income products are "highly valued," a foundational understanding of these areas will significantly enhance your ability to contribute effectively from the outset.
• Leadership Potential: For those aspiring to leadership, the AVP role offers clear expectations for coaching, performance management, and embodying leadership behaviors. Even as an individual contributor, you'll be expected to lead collaborative assignments and guide team members.
• Adaptability and Continuous Learning: The financial landscape is constantly evolving. This role requires a commitment to staying abreast of regulatory changes, international standards, and best practices, ensuring alignment with the organization's control and governance agenda.
• Alignment with Barclays Values: A strong cultural fit is crucial. Demonstrating the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, alongside the Barclays Mindset of Empower, Challenge, and Drive, will be key to thriving in this position.

This Securitised Products BOC AVP position presents a fantastic opportunity for a compliance professional looking to deepen their expertise in complex financial markets and contribute to a robust compliance framework. Your success will be built on a blend of proactive engagement, analytical rigor, and a commitment to the organization's values.