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Compliance Product Officer - Spread Products

Job at Citi in Greater London

Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management - Markets.

By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.

Role Overview:

Serves as a Compliance Product Officer for Independent Compliance Risk Management (ICRM) Markets team, covering the Spread Products business. The role holder will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, you will engage with other ICRM Product and Function coverage teams in order to partner to develop and apply ICRM program solutions that meet the Spread Products business needs in a manner consistent with the Citi program framework.

The Spread Products business activities include origination, structuring, investing, lending and market making across products including developed and emerging market corporate bonds, asset backed and mortgage backed securities, collateralized loan obligations, loans, letters of credit and related derivative instruments. The business also provides underwriting, secondary trading, securitization, warehouse lending and commercial, residential and project financing.

This is a fantastic opportunity to cover an interesting business which combines primary and secondary markets activity, based on the trading floor.

What you'll do:

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.

Providing guidance on rules and regulations relating to product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.

Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.

Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported product.

Supporting the product in performing timely compliance reviews of new products.

Assisting in the development and administration of Compliance training for the supported product.

Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Additional duties as assigned.

What we'll need from you:

Previous experience within a Markets Compliance team. Experience within a Spread Products (aka Credit) compliance team is preferred.

Strong knowledge of Compliance laws, rules, regulations, risks and typologies

Must be a self-starter, flexible, innovative and adaptive

Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

Strong written and verbal communication and interpersonal skills

Ability to both work collaboratively and independently; ability to navigate a complex organization

Advanced analytical skills

Ability to both work independently and collaborate with team members

Excellent project management and organizational skills and capability to handle multiple projects at one time

Proficient in MS Office applications (Excel, Word, PowerPoint)

Demonstrated knowledge in area of focus

Relevant certifications desirable

Education:

Bachelors degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements; Advanced degree preferred

What we can offer you:

By joining Citi London, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (annually reviewed), and enjoy a whole host of additional benefits such as:

Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenure.

A discretional annual performance related bonus

Private medical insurance packages to suit your personal circumstances.

Employee Assistance Program

Pension Plan

Paid Parental Leave

Access to an array of learning and development resources

Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to be energised to join us, motivated to stay, and empowered to thrive.

Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities.

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Job Family Group:

Compliance

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Job Family:

Product Compliance Risk Management

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Time Type:

Full time

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Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the "EEO is the Law" poster. View the EEO is the Law Supplement.

View the EEO Policy Statement.

View the Pay Transparency Posting

ID 1094254 Sectors:
in London, Greater London, England
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