Head of Investment Bank CDD Program

Unlocking Strategic Impact: Head of IB CDD/KYC Opportunity

Are you a seasoned leader with a passion for fortifying financial crime defenses and driving strategic innovation? This Head of Investment Bank (IB) CDD/KYC role presents a compelling opportunity to shape the future of robust Anti-Money Laundering (AML) and Know Your Customer (KYC) programs within a dynamic Investment Bank.

This position is more than just oversight; it's about strategic leadership. You will be at the forefront of designing, implementing, and continuously enhancing the CDD/KYC framework, ensuring it not only meets but exceeds stringent regulatory expectations and global best practices. The core of this role involves actively mitigating financial crime risks, safeguarding the bank's integrity.

Key Advantages for Your Career Path:

• Strategic Influence: You will directly contribute to and influence policy and procedures for the function, acting as a delegate for the Head of IB Financial Crime. This means having a tangible impact on the bank's strategic direction and playing a pivotal role in senior forums.
• Innovation and Transformation: This role is a prime opportunity to drive automation and efficiency. Candidates with a data-driven mindset and experience with KYC utilities, AI-based screening, and workflow automation will find significant scope to implement cutting-edge solutions.
• Leadership and Development: You'll lead, mentor, and develop a high-performing team of Financial Crime professionals. This is a chance to nurture talent, embed a performance culture, and act as a thought leader, guiding less experienced specialists.
• Cross-Functional Collaboration: Foster and build strong relationships with key departments like Compliance, Risk, Technology, Operations, Legal, and Business Units. This offers invaluable experience in navigating complex organizational structures and influencing diverse stakeholders.
• External Engagement: The role encourages focus on the external environment, including regulators and advocacy groups, providing opportunities to monitor and influence on behalf of the bank, enhancing your understanding of the broader financial landscape.
• Broad Business Acumen: Gain extensive knowledge of how the Financial Crime function integrates with business divisions and the Group to achieve overall business objectives. This cultivates a holistic understanding of the organization's strategic goals.

Key Considerations for Aspiring Candidates:

• Strategic Vision and Execution: Success in this role demands the ability to not only devise a comprehensive CDD/KYC strategy and roadmap but also to effectively implement and execute it across diverse products, business lines, and jurisdictions.
• Data-Driven Decision Making: A strong analytical mindset and the ability to leverage data for performance monitoring, risk assessment, and process improvement are crucial. Experience with CDD systems and workflow automation is highly advantageous.
• Stakeholder Management and Influence: You'll need exceptional negotiation and influencing skills to engage with senior stakeholders both internally and externally. The ability to act as a principal contact point and a spokesperson for the function will be vital.
• Regulatory Acumen and Risk Mitigation: A deep understanding of financial crime regulations and the ability to translate these into practical, effective controls is paramount. You'll be responsible for ensuring quality, regulatory compliance, and performance standards are met, especially when overseeing third-party providers.
• Leadership Philosophy Alignment: Candidates should embody the bank's LEAD behaviors (Listen and be authentic, Energize and inspire, Align across the enterprise, Develop others) and its core Values (Respect, Integrity, Service, Excellence, Stewardship) and Mindset (Empower, Challenge, Drive).
• Complex Problem-Solving: The role requires interpretative thinking and advanced analytical skills to solve problems and design solutions in often complex and sensitive situations, demonstrating significant decision-making authority.

This is an exceptional opportunity for a forward-thinking leader to make a significant impact within a leading Investment Bank. If you are driven by a commitment to excellence in financial crime prevention and are eager to contribute to strategic initiatives, we encourage you to explore this impactful role.