Investment Oversight Manager

This review offers an in-depth look at the Investment Oversight Manager position, designed to guide potential candidates in understanding this significant opportunity and its place within a progressive career path. This role presents a compelling prospect for seasoned professionals in the asset management industry, particularly those with a demonstrable track record in delivering robust Management Information (MI) and Performance Analysis.

The core of this position lies in leading the critical oversight of UK-regulated funds, encompassing Open-Ended Investment Companies (OEICs) and Tax Transparent Funds (TTFs). The successful candidate will be instrumental in ensuring these funds consistently adhere to their investment objectives, established guidelines, and stringent regulatory standards. A key facet of this role involves meticulously overseeing the investment process and performance across all Public Market Strategies. This includes preparing comprehensive updates for Boards and Committees, providing essential insights into the activities of both internal and external Portfolio and Investment Managers.

Key Advantages for Candidates:

• Strategic Impact: This role offers a unique opportunity to shape and refine an effective investment oversight model, directly influencing regulatory compliance, sustainability initiatives, product development, and investment objectives within a sophisticated risk and control framework.
• Leadership and Influence: The position involves chairing the Private Markets Investment Oversight Committee and providing strategic leadership, offering a platform to influence senior stakeholders, boards, and regulators.
• Professional Development: Candidates will gain valuable experience in regulatory interpretation, risk management, and will be "Certified" under the Financial Conduct Authority / Prudential Regulation Authority Senior Managers and Certification Regime (SMCR), a significant credential in the financial services sector. Training and ongoing support for SMCR responsibilities will be provided.
• Comprehensive Benefits Package: The employer offers an attractive suite of benefits, including:
  • A generous pension scheme with substantial employer contributions.
  • Eligibility for an annual performance bonus.
  • Supportive family-friendly parental and carer leave policies.
  • A generous holiday entitlement with the flexibility to buy or sell additional days.
  • Discounts on employer products and private medical benefits.
  • Flexible benefits options, including electric cars.
  • Employee share schemes (Matching Share Plan and Save As You Earn).
  • Paid time for volunteering activities.
• Inclusive and Flexible Working Environment: The employer champions diversity and inclusion, encouraging applications from all backgrounds. They actively support flexible working arrangements, including part-time and job-sharing, and embrace smart working principles, blending office collaboration with remote flexibility.

Key Considerations for Candidates:

• Location Specificity: This position is contractually based in London. Candidates must be willing and able to work from this location, as other locations cannot be considered.
• Industry Expertise Required: A strong background in asset management, with proven experience in delivering MI and Performance analysis, is essential.
• Operational Due Diligence: Experience in conducting operational due diligence on both Active and Passive Investment Managers is a crucial requirement.
• Understanding of Investment Vehicles: A solid understanding of the operational workings within open-ended investment vehicles is necessary to effectively perform the oversight duties.
• Regulatory Compliance: The role necessitates a deep understanding and implementation of regulatory compliance across various jurisdictions, demanding a proactive approach to staying abreast of evolving regulations.
• Stakeholder Management: The ability to build and maintain effective working relationships with senior-level stakeholders and actively influence outcomes is paramount.
• SMCR Certification: Candidates should be aware that upon appointment, they will be subject to SMCR certification, which involves regulatory background checks and ongoing assessment of fitness and propriety.

This Investment Oversight Manager role represents a significant career advancement for professionals seeking to leverage their expertise in a high-impact, strategically vital position. The combination of substantial responsibilities, leadership opportunities, and a comprehensive benefits package makes this an exceptionally attractive prospect for individuals looking to make a tangible contribution within a leading financial institution.