Sales Controls And Frameworks

Here is a professional review of the Sales Controls and Frameworks Manager position at Barclays, designed to inform potential candidates:

Barclays: Sales Controls and Frameworks Manager - A Strategic Opportunity in Risk Mitigation

Barclays is offering a compelling opportunity for an experienced professional to step into the role of Sales Controls and Frameworks Manager. This position is central to safeguarding the bank's operations, financial standing, and reputation by ensuring the integrity and effectiveness of its internal control framework. For those seeking to make a significant impact in risk management and governance within a leading financial institution, this role presents a clear pathway for career advancement and professional growth.

Advantages for Potential Candidates:

• Impactful Role in Risk Mitigation: You will play a critical part in identifying and addressing potential weaknesses within internal controls, directly contributing to the mitigation of operational, financial, and reputational risks. This is a chance to be at the forefront of protecting the bank's assets and its standing.
• Career Development in a Prestigious Institution: Working at Barclays provides exposure to a complex and dynamic financial environment. The role offers the chance to deepen your expertise in banking controls, governance, and risk management, making you a highly valuable asset in the industry.
• Cross-Functional Collaboration: The position necessitates close collaboration with various stakeholders across different business units and departments. This offers an excellent opportunity to build a robust internal network and enhance your communication and influencing skills.
• Strategic Influence and Guidance: As an Assistant Vice President, you will be expected to advise and influence decision-making, contribute to policy development, and lead collaborative assignments. This allows for direct input into the bank's risk and control agenda and mentorship opportunities.
• Development of Advanced Analytical Skills: The role requires complex analysis of data from multiple internal and external sources, fostering the development of sophisticated problem-solving abilities and creative thinking.

Key Considerations for Your Career Path:

• Strong Foundation in Financial Services: A demonstrable background in Investment Banking (IBK) or Markets is essential. Experience within Chief Compliance Officer (CCO), Compliance, or Internal Audit functions will be highly advantageous.
• Technical Acumen: You will need the ability to understand and navigate complex business processes and infrastructure from end-to-end. Proficiency in Excel and data manipulation is a key requirement.
• Expertise in Governance and Controls: A solid understanding of governance principles, control frameworks, and best practices in their design and remediation is crucial.
• Adaptability and Independence: The ability to work independently in a fast-paced environment, manage multiple priorities effectively, and maintain focus is vital for success in this role.
• Continuous Learning and Adaptability: The financial regulatory landscape is constantly evolving. Candidates should be prepared for continuous learning to stay abreast of new policies, regulations, and industry best practices to ensure adherence to the Barclays Controls Framework.

This role is based in London and is an excellent opportunity for individuals who are driven by a desire to strengthen control environments, mitigate risk, and contribute to the operational resilience of a globally recognized financial services organization. Embracing the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, and demonstrating the Barclays Mindset of Empower, Challenge, and Drive, will be key to thriving in this position.