Business Control Officer - Regulatory Frameworks

Embark on a rewarding career journey as a Business Control Officer – Regulatory Framework, a pivotal role designed to significantly enhance governance and oversight within our dynamic Markets business. This opportunity is ideal for ambitious professionals seeking to make a tangible impact on regulatory compliance, risk mitigation, and the strategic development of robust operational frameworks.

In this role, you will be at the forefront of ensuring our Markets business operates with integrity and in full adherence to regulatory requirements, while simultaneously driving efficiency and responsible practices. You will engage with a diverse group of senior stakeholders, including Front Office, Operations, Compliance, Assurance, and Technology teams. Your responsibilities will encompass the design, refinement, and remediation of critical processes, the streamlining of workflows, and the strategic support of automation initiatives. A key focus will be on upholding US regulatory standards and maintaining vital connections with European regulatory landscapes.

A core element of this position involves the proactive identification and resolution of process gaps, close collaboration on remediation efforts, and the strengthening of governance frameworks to effectively reduce both operational and regulatory risks.

Key Advantages for Potential Candidates:

• Strategic Impact: Play a crucial role in shaping and strengthening the governance and control framework of a leading Markets business, directly influencing operational resilience and regulatory standing.
• Cross-Functional Collaboration: Engage with and influence senior leaders across multiple departments, fostering a holistic understanding of the business and enhancing your networking and influencing capabilities.
• Process Improvement & Automation: Contribute to the design, enhancement, and automation of business processes, offering a chance to drive innovation and efficiency within a regulated environment.
• Regulatory Expertise: Deepen your understanding of both US and European regulatory landscapes, positioning you as a valuable subject matter expert in a highly sought-after field.
• Career Development: This role offers a strong platform for professional growth, providing opportunities to develop advanced skills in risk management, change transformation, strategic thinking, and digital technologies.
• Leadership Potential: For those demonstrating leadership capabilities, there are clear pathways to lead teams, coach colleagues, and contribute to policy development, fostering a fulfilling leadership trajectory.

Key Considerations for Your Career Path:

• Product and Business Acumen: A strong foundation in Markets business areas, including Front Office or Operations processes, is essential. Candidates should possess a demonstrable understanding of related products and their operational flows.
• Risk Oversight Experience: Proven ability in risk identification, assessment, and mitigation within a financial services context is critical. You should be comfortable diagnosing potential risks and proposing effective control measures.
• Process Design & Remediation Skills: The capacity to design, improve, and remediate processes to meet stringent regulatory and operational standards is a cornerstone of this role.
• Stakeholder Engagement & Influence: Success hinges on your ability to build strong relationships, communicate effectively with senior stakeholders, and influence decision-making to achieve desired outcomes.
• Project Delivery & Problem Solving: A track record of successfully delivering projects within timelines, coupled with strong analytical and practical problem-solving skills, will be highly valued.
• Adaptability and Continuous Learning: The financial regulatory environment is constantly evolving. A mindset geared towards continuous learning and adapting to new challenges and technologies will be a significant asset.

This Business Control Officer – Regulatory Framework position is based in Glasgow, offering a compelling opportunity to advance your career within a globally recognized organization. If you are a strategic thinker with a passion for governance, risk, and regulatory compliance, we encourage you to explore this exciting opportunity.