Compliance officer jobs in Waltham Cross

... Job Share Job Description Summary . Job Description JOB TITLE: Compliance Officer, Financial Market Compliance Advisory SALARY: £63,711 - £70,790 LOCATION(S): London HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites About this opportunity We’re on an exciting journey and ther

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities to assess the design and effectiveness of key controls designed to a

... of Anti-Money Laundering knowledge across Swiss Re and within the Compliance teams by preparing and delivering training and awareness materials. • Work with Compliance colleagues to review key business processes and associated controls. About the Team The Compliance Programme, Policies & Awareness (PPA) team is responsible for delivering robust Compliance Risk frameworks at Swiss Re. W

Serves as a compliance risk specialist within Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages

Your Role Gensler's London office is seeking an experienced Compliance Director to lead our document control and compliance operations. You will be responsible for establishing and maintaining robust document management systems, ensuring regulatory compliance, and overseeing quality control processes across multiple projects. This senior leadership role reports directly to the Managing Director. Y

... Arranging travel, itineraries, visas and process travel expenses in compliance with Bank’s policies and procedures. Provide support during absences of other OTE staff. Arranging internal events, meetings and conference calls and receiving visitors. Assisting with the arrangement of external events. Preparing and organising documents for management committee meetings and Board meetings. Prepa

... Share Job Description Summary . Job Description JOB TITLE: Senior Compliance Manager SALARY: £119,034 - £154,044 LOCATION(S): London HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites About this opportunity We’re on an exciting journey and there couldn’t be a better time

... and support to Resident Medical Officers (RMOs) to ensure regulatory compliance Be audit ready and ensure all recommendations are actioned for continuous improvement. Working with a specified cohort of consultants and or RMOs to ensure all documents are in date to maintain practicing privileges. This includes Disclosure and Barring (DBS) documentation, Occupational Health Clearance, Indemnity,

... an effective control framework that fully meets Audit, Compliance and Regulatory requirements; delivery of periodic presentations to external regulators as requiredStakeholder Engagement:Acting as key point of contact representing ECM/DCM Operations groups to internal and external stakeholdersContinued engagement and face off with a range of senior Business, Technology and Operations partnersS

... and user feedback..Evaluation of the technical feasibility, legal compliance, and potential risks associated with the development and launch of the new product. Securing governance oversite and providing design assurance.User research, usability testing and data analysis to gather insights in user behaviour, preferences and pain points. Utilise findings to inform design decisions and enhance t

... breaches of policies / procedure appropriately.Foster and guide compliance, ensure regulations are observed that relevant processes in place to facilitate adherence.Focus on the external environment, regulators, or advocacy groups to both monitor and influence on behalf of Barclays, when appropriate.Demonstrate extensive knowledge of how the function integrates with the business division / Gro

... that they have a genuine need and entitlement to access. Ensure compliance with all Health and Safety and Environmental safety requirements. Maintain the condition and ensure the suitability and integrity of all equipment issued for use. Assist with regular inspections of emergency as well as other equipment used in the department, this includes first aid equipment within the security services

... that they have a genuine need and entitlement to access. Ensure compliance with all Health and Safety and Environmental safety requirements. Maintain the condition and ensure the suitability and integrity of all equipment issued for use. Assist with regular inspections of emergency as well as other equipment used in the department, this includes first aid equipment within the security services

... and report BU metric scorecards to reflect the level of adoption and compliance to security policies/standards. Skills Required: Ability to collaborate with multiple technical functions in security, infrastructure, technical operations, training, software engineering, and customer support. Strong awareness of cloud and network infrastructure security best practices. Comprehensive understanding

... relationship to trigger update of Risk AssessmentVerify third partys compliance to required policies and controlsWork with business contacts to establish appropriate risk mitigation activities to minimize risk to CitiInteract with third parties on escalations of non-performance and contractual issues to drive resolution when appropriateMaintain summary dashboard and manage third party performa

... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.What well need from youExperience within financial services.Experience providing financial a

... in, analyzing legislative, regulatory/supervisory andLegal/compliance texts and analysisQualifications:10+ years experience in Operational Risk Management, Audit, Compliance or other control function and SME in Business Process Mapping, Control Requirements, data analysis, business requirement documentation, implementation including user acceptance testing and development and adoptionStron

... Diligent) would be a very strong asset; You have a good knowledge of compliance requirements and AML regulations; You possess team spirit, the capacity to build strong client relationships, and take initiative to act without waiting for direction when appropriate; You adopt a flexible and hands-on approach; You are organised with an eye for detail; You have the ability to prioritise and to han

... gather feedback, and continuously enhance effectiveness.Ensure compliance with health & safety, data protection, and equality, diversity, and inclusion standards. About YouWe’re looking for someone who is proactive, organised, and bursting with creative ideas. You’ll be confident managing multiple projects simultaneously, thrive in a fast-paced environment, and enjoy colla

... to related Board reporting. Supporting OCCO (Office of the Chief Compliance Officer) in investigations into allegations of prohibited practices. Coordinating and helping disseminate lessons learned from procurement complaints and investigations, including through presentations and training. Providing legal advice to EBRD staff on procurement matters. Contributing to procurement-related policy