Regulatory Assurance VP

Career Opportunity: Vice President, Regulatory Assurance

Are you a seasoned regulatory reporting expert with a passion for ensuring robust compliance and driving positive change within a leading financial institution? This Vice President, Regulatory Assurance role offers a significant opportunity to shape the bank's regulatory control environment and directly influence critical decision-making.

This position is designed for an individual who thrives on independent scrutiny, possesses a deep understanding of prudential regulatory frameworks, and enjoys the challenge of translating complex requirements into actionable insights. You will be at the forefront of assessing capital adequacy, risk-weighted assets, leverage, and large exposures, ensuring adherence to CRR and Basel standards.

Key Advantages for Potential Candidates:

• High-Impact Leadership: Take ownership of assurance cycles from initiation to conclusion, leading independent reviews and confidently challenging regulatory outputs. Your work will directly inform senior governance forums, providing crucial insights that shape strategic direction and drive tangible improvements.
• Influential Role: This is more than just a review function; it's a chance to be a key influencer. You will collaborate closely with production teams and risk owners to implement effective remediation actions, ensuring sustainable issue resolution.
• Methodology Enhancement: Contribute to the evolution of assurance methodologies, refine documentation, and embed best practices across the function. This is an opportunity to leave your mark and elevate the team's capabilities.
• Career Growth: The role offers exposure to diverse stakeholders across the bank, including senior leadership and regulatory bodies. Experience gained here, particularly in leading assurance assignments and interfacing with governance committees, is highly valuable for career progression in financial regulation and risk management.
• Subject Matter Expertise: You will serve as a subject matter expert, providing guidance and support to colleagues across different locations, and staying at the cutting edge of regulatory developments.

Key Considerations for Your Career Path:

• Technical Depth Required: A strong foundation in regulatory reporting, specifically assurance of Basel-related calculations and reporting (CRR/PRA rulebook), is essential. Candidates should be adept at navigating complex regulatory landscapes.
• Stakeholder Management Prowess: The ability to effectively manage multiple stakeholders across the organization, including senior committees, is paramount. Strong communication and negotiation skills will be critical for success.
• Problem-Solving and Analytical Skills: You will need to demonstrate sophisticated analytical thinking, identifying and defining problems, and developing innovative solutions. Experience with S166 skilled person reviews or similar regulatory assurance assignments is highly desirable.
• Strategic and Transformational Acumen: The role will assess key skills such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology. Candidates should be prepared to showcase their capabilities in these areas.
• Proactive Engagement: Maintaining open communication with regulators and proactively addressing their inquiries is a core component of the role's purpose. This requires a commitment to transparency and responsiveness.

This Vice President role is an excellent platform for an experienced professional to deepen their expertise, lead significant initiatives, and contribute meaningfully to the integrity and resilience of a major financial institution. If you are ready to take on a challenging and rewarding position that offers substantial growth and impact, we encourage you to explore this exciting opportunity.