UK Control and Regulation Compliance Risk Management (Hybrid)

Opportunity Review: Control and Regulation Compliance Risk Management SME - UK Services

This is a compelling opportunity for a seasoned professional to take on a critical role within the UK Services business, focusing on the intricate landscape of control and regulatory compliance risk management. As a Subject Matter Expert (SME) in the First Line of Defense, you will play a pivotal part in safeguarding the organization by ensuring adherence to applicable regulations and implementing robust control frameworks.

The Services business, encompassing Treasury and Trade Services, and Issuer and Investor Services products, is a dynamic and vital component of the organization. This role offers the chance to significantly contribute to the newly implemented Regulatory Ownership & Accountability Framework, while also providing crucial support to senior UK Cluster Management and the global Services Compliance & Regulatory Risk team.

Advantages for Potential Candidates:

• Impactful Role: You will be at the forefront of ensuring regulatory compliance, directly influencing the stability and success of the UK Services business.
• Strategic Exposure: This position provides broad exposure to various internal partners including Product Risk and Control, Independent Compliance Risk Management, Legal, Operations, and Technology, fostering a holistic understanding of the business.
• Career Development: The role offers an in-depth understanding of the full trade lifecycle and provides exposure to global teams and projects, fostering significant professional growth and broadening your expertise in financial services regulations.
• Innovation Focus: There's a clear emphasis on proactive process optimization, streamlining, and the adoption of innovative solutions, including leveraging Artificial Intelligence, offering a forward-thinking environment.
• Comprehensive Benefits: The organization offers a competitive compensation package, including a generous holiday allowance, a discretionary performance bonus, private medical insurance, an Employee Assistance Program, pension plan, paid parental leave, employee discounts, and extensive learning and development resources.
• Supportive Work Environment: A commitment to diversity and inclusion ensures a workplace where individuals can thrive. A hybrid working model is also in place, offering flexibility.

Key Considerations for Your Career Path:

• Regulatory Acumen: A deep understanding and extensive experience in Regulatory Change Management, implementation, and ongoing governance for financial services regulations are essential. This is your core strength and where you'll make the most significant contributions.
• Cross-Functional Collaboration: The role demands strong interpersonal and communication skills to liaise effectively with a diverse range of stakeholders across multiple products, functions, and assessment units. Building and maintaining solid relationships will be key to success.
• Problem-Solving & Analytical Skills: You will be expected to investigate and remediate issues, conduct assessments, and proactively identify emerging risks. Excellent analytical and problem-solving capabilities are therefore paramount.
• Organizational Prowess: Managing multiple priorities, working effectively under pressure in a rapidly changing environment, and maintaining excellent organizational and tracking skills are crucial for navigating the demands of this role.
• Technical Proficiency: Proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and SharePoint, is a necessity for reporting, analysis, and governance material development.
• Desire for Continuous Learning: While a degree in law, finance, or business management is desired but not essential, a commitment to ongoing learning and development within the regulatory landscape will be highly beneficial for long-term career progression.

This role presents an exciting opportunity for a motivated and experienced professional to make a tangible difference within a leading financial institution. If you are passionate about regulatory compliance, thrive in a dynamic environment, and are eager to contribute to a robust risk management framework, this position is well worth exploring for your career advancement.